Abstract
OBJECTIVES: The goal of this study was to examine preferences for shared decision-making (SDM) in parents of acutely ill versus chronically ill children in the inpatient setting. Additionally, we explored the effect of parental perception of illness severity and uncertainty in illness on decision-making preference.
METHODS: In this cross-sectional study, we surveyed parents of children admitted to pediatric inpatient units at an academic, tertiary-care hospital. Surveys were administered in person and used validated tools to assess SDM preferences and uncertainty in illness. Descriptive statistics evaluated associations stratified by acute versus chronic illness, and multivariable analyses were performed.
RESULTS: Of the 200 parents who participated, the majority were women (78%), Hispanic (81.5%), English speaking (73%), between 30 and 39 years old (37.5%), and had an education achievement of less than a college degree (77%). The mean age of hospitalized children was 8.1 years, and half reported a chronic illness. Most parents preferred an active (43%) or collaborative (40%) role in SDM. There was no association with SDM preference by demographics, number of previous hospitalizations, perception of illness severity, or uncertainty. However, parents of chronically ill children significantly preferred a passive role in SDM when they perceived a high level of uncertainty in illness.
CONCLUSIONS: Most parents of hospitalized children prefer to take an active or collaborative role in SDM. However, parents of chronically ill children who perceive high levels of uncertainty surrounding their children’s illness prefer a passive role, thus illustrating the complexity in decision-making among this parent population.
The practice of hospital pediatrics has shifted from a provider-centered approach to a patient-centered one, with shared decision-making (SDM) being a key factor in this shift.1 In pediatrics, SDM involves active participation by clinicians and parents in making medical decisions for a child and occurs when both parties contribute their own knowledge and preferences, discuss available options, and reach treatment plans together.2–5 SDM has been evaluated in a number of different outpatient settings and across a variety of clinical scenarios and outcome measures, showing benefits in patient and parent education and compliance.2,6–12 In children with special health care needs, SDM has been associated with lower total health care expenditures6: in asthma, with fewer asthma flares2; in diabetes, with better glycemic control10; and in acute otitis media, with less antibiotic usage.11
Although the overall consensus is that most parents want to be actively involved in the decision-making process of their children’s medical care, data suggest significant minorities of parents prefer less autonomy in decision-making.3,8,11–16 Parents often want to engage in certain aspects of SDM, such as exchanging knowledge and preferences,12 but may not want to bear the responsibility of making the final treatment decision for their children (eg, in parents of children newly diagnosed with cancer8 or with children admitted to the ICU).13,15 It has been suggested that parents who perceive having less control may prefer a more passive role in SDM.8,16
Despite the expectation of SDM use by the Institute of Medicine, the American Academy of Pediatrics, and the Institute for Healthcare Improvement in providing patient- and family-centered care,3,17–20 there are few studies examining if and how parents of hospitalized children prefer to participate in SDM. Outside of the ICU, nearly all SDM studies to date focus on outpatient care. Although similarities exist between outpatient and inpatient care, hospitalization carries an inherent complexity and higher severity of illness. The perceived severity of a child’s illness and uncertainty of diagnosis or prognosis may significantly alter a parent’s level of involvement and control.21
This study was designed to characterize patterns of SDM preference in parents of hospitalized children stratified by acute versus chronic illness and to determine if preferences vary by demographics, previous exposure to the inpatient setting, perceived severity of illness, and perceived uncertainty in illness.
Methods
Study Design
This cross-sectional study was designed to test the hypothesis that most parents of hospitalized children prefer to take an active role in SDM, regardless of demographic, perceived illness severity, or uncertainty in illness. Parents of chronically ill children have more familiarity with the hospital, physician-parent dynamics, and different experiences in making serious medical decisions22; therefore, we examined SDM preferences separately in acute versus chronic illness, looking for associations with perceived severity and uncertainty in illness. Subjects recruited for the study were all parents of hospitalized children at an academic, tertiary-care, teaching hospital in San Antonio, Texas.
Sample Selection and Recruitment
Study investigators and research staff identified potential participants on a weekly basis from children admitted to the pediatric inpatient floor. Eligible participants were parents (or legal guardians) of patients aged 0 to 17 years who were admitted to 1 of the following pediatric units: acute care, intermediate care, PICU, and hematology or oncology. Both medical and surgical patients were included in our study. Parents or guardians who were unable to communicate in either English or Spanish or lacked medical decision-making power (based on transitioning child custody or current Child Protective Services involvement) were excluded from the study. A bilingual member of the research staff approached each eligible parent in his or her child’s hospital room to complete an electronic survey. For each child, we enrolled the parent who identified himself or herself as the primary caregiver.
Survey Capture
Surveys were administered in person from October 2015 through March 2016. With the research staff available to answer questions, each parent completed the survey electronically by directly entering responses into a Research Electronic Data Capture (REDCap) survey via an iPad.23 REDCap is a secure, Web-based application designed to support data capture for research studies.23 Parents chose to complete the surveys in the language of their preference, either English or Spanish.
Survey Design
We designed a 24-question survey based on standard demographic questionnaires and validated tools to assess SDM preference and uncertainty in illness.24–26
Primary Outcome
The primary outcome of SDM preference was assessed by asking parents to choose a statement that best represented their preference for how they wished to participate in medical decision-making for their hospitalized children (Fig 1), a method modeled after Degner’s Control Preferences Scale, which is a validated template in the medical literature.1,14,15,24,25,27–29 Based on the amount of autonomy suggested by each response, statements were categorized into the following 3 groups: passive, collaborative, and active.24 The survey did not disclose the categorizing effect of the response so as to minimize potential bias.
SDM preference.
Secondary Outcomes
To assess the degree of perceived uncertainty regarding their children’s current illnesses, parents responded to 5 questions extracted from the Mishel Uncertainty in Illness Scale (Fig 2).21,25,26 The Mishel Uncertainty in Illness Scale quantifies perceived uncertainty in illness diagnosis, prognosis, treatment, and planning for the future.25,26 Parents answered questions on a 5-point Likert scale, indicating their level of agreement with each question. Responses were assigned a score of 1 to 5, with a score of 1 representing the least uncertain (or most certain) response and a score of 5 for the most uncertain response. Scores were combined into a cumulative score used to quantify overall parental uncertainty.25 Higher scores correlate with greater uncertainty.
Uncertainty in illness questions.
Potential Confounders
Parents reported demographic data on themselves and their children, including parents’ highest level of education and level of financial hardship. Because this study focused on parental perceptions, clinical data relating to their children’s medical conditions were reported directly by the parents, including the reason for hospitalization, perceived severity of illness (categorical responses of “not serious,” “serious,” “severe,” “very severe,” “life-threatening,” and “unknown”), and acute versus chronic nature of their illness. The parents’ overall familiarity to the inpatient setting was assessed by parental report of total number of hospital nights via any of their children and length of current hospital stay at the time of survey collection.
Statistical Analysis
SDM preference was categorized into the following 3 groups: active, collaborative, and passive. Descriptive statistics were used to compare demographic and clinical characteristics among these 3 groups. Five uncertainty-in-illness questions were combined to provide 1 uncertainty score variable, which is described above.25 Multinomial regression models run separately for acute versus chronic groups, with the outcome of SDM preference (categorized as active, collaborative, or passive), were examined with the independent variables of demographic and clinical data, including perceived severity of illness. A P value of < .05 was used to determine statistical significance. Data were analyzed by using Statistical Package for the Social Sciences (version 23, IBM SPSS Statistics; IBM Corporation, Armonk, NY).
Ethics
The University of Texas Health Science Center at San Antonio Institutional Review Board approved this study. Every potential participant was informed, verbally and in writing, that survey completion was voluntary, carried no additional cost, and that participation or lack thereof would not affect the quality of their children’s medical care. Surveys were not administered by any member of a child’s treating health care team.
Results
Parent and Patient Characteristics
Of the 206 parents requested to participate in the study, 200 completed the survey for a response rate of 97%. Survey respondents were mostly Hispanic (81.5%), mothers (78%), between 30 and 39 years old (37.5%), preferred to complete the survey in English (73%), had attained an educational level less than a college degree (77%), and reported some financial hardship (56%). Most parents reported that the current hospitalization was either their first exposure to the pediatric inpatient setting (36.5%) or their fourth (or more) (36.5%). The mean age of hospitalized children in our study was 8.1 years (SD 5.6), and most were boys (58%). Approximately half of all children were reported as having a chronic medical condition (46%), and most had been hospitalized before (63.5%). Overall, the top 3 reasons for admission were as follows: complication of a chronic problem (31.5%), new problem (28%), and trauma (28%). Parent and patient demographics and their association with the primary outcome of SDM are presented in Table 1.
Parent and Child Demographics, Perceived Severity of Illness, and Uncertainty of Illness and the Association With SDM Preference
When stratified by children with acute versus chronic medical conditions, there was no difference in parent or child demographic characteristics. The most common types of chronic illness were as follows: neurologic (30%), gastrointestinal (28.3%), and other (16.3%). Parents of chronically ill children perceived a higher severity of their children’s illness, with 25% reporting the illness as very severe or life-threatening compared with 9.3% of parents of acutely ill children (P < .001). Additionally, parents of chronically ill children had a higher uncertainty in illness score (15.5) compared with parents of acutely ill children (13.5) (P < .001). Parent and child demographic characteristics, perceived severity of illness, perceived uncertainty in illness, and association with SDM preference are stratified by acute versus chronic medical condition in Tables 2 and 3.
Demographic Characteristics and Association of Parental SDM Preference in Patients Hospitalized With an Acute Medical Condition
Demographic Characteristics and Association of Parental SDM Preference in Patients Hospitalized With a Chronic Medical Condition
SDM Preference
A majority of the parents surveyed preferred an active (42.5%) or collaborative (41.0%) role with their children’s physicians in making the final treatment decision for their hospitalized children. There was no significant difference in SDM preference by parent or child demographic characteristics, previous exposure to the inpatient setting, or perceived severity of illness. Uncertainty in illness was not significantly associated with SDM preference except among parents of chronically ill children. Parents of hospitalized, chronically ill children who perceived a high degree of uncertainty significantly preferred a passive role in SDM (analysis of variance, P = .02). This association held (P = .002 for an uncertainty-variable likelihood ratio test) in the multinomial regression model controlling for perceived severity of illness.
Discussion
This cross-sectional study found that parents of hospitalized children strongly prefer an active or collaborative role in SDM with their children’s doctors. This preference was irrespective of parent or child demographics, education, language (English or Spanish), financial hardship, previous exposure to the hospital setting, chronicity of the child’s condition, or parental perception of the child’s illness severity. Parents of chronically ill children deviate from this preference pattern when they perceive a high level of uncertainty surrounding their children’s illness by significantly preferring a passive role in SDM. Although further research is needed in this rapidly evolving area, inpatient clinicians should consider how uncertainty may influence decision-making for families of chronically ill children.
The degree to which parents prefer to engage in medical SDM with their children’s doctors may vary with the situation, driven by perceived information and perceived control.16 For the hospitalized patient, the information and control paradigms are heavily weighted toward the providers. Considering this and the inherent stress and uncertainty of having a child hospitalized, it might be reasonable to assume that parents prefer a passive role in SDM. However, the results of this study illustrate that parents of hospitalized children prefer to be actively or collaboratively involved in their children’s medical decisions. Our study is consistent with SDM preferences of PICU parents studied by Madrigal et al,15 with the additional finding that degree of financial hardship and chronicity of illness are not associated with a particular SDM preference.
In the United States, ∼20% of children are reported as having a chronic medical condition, and this number is increasing.30,31 Hospitalization rates, health care costs, and resource use for these children are also increasing.32 We found that parents of hospitalized, chronically ill children perceive a higher severity of illness and level of uncertainty compared with other parents. Overall, parents of chronically ill children preferred an active or collaborative role in SDM, irrespective of their previous exposure to the hospital setting and the perceived severity of their children’s illness.
Previous literature shows that uncertainty in illness is a predictor of emotional distress for parents and children, and high levels of uncertainty surrounding a child’s medical diagnosis and prognosis may delay parents’ ability to make decisions.21,25 In the hospital setting, parents of acutely ill children (regardless of uncertainty) and parents of chronically ill children with a low level of uncertainty prefer an active or collaborative role in SDM. Interestingly, parents of chronically ill children who perceive a high level of uncertainty prefer a passive role in making their children’s medical decisions. Awareness of the association between uncertainty and SDM may provide an opportunity to address or acknowledge uncertainty clinically. More research is needed to identify sources of uncertainty in parents of hospitalized, chronically ill children (ie, unclear diagnoses, complex treatments, multiple consultants, poor communication, etc) and explore whether addressing these factors could mitigate parental stress and shift their preference toward active or collaborative SDM.
Most physicians support the idea of SDM. However, research shows that physicians are poor predictors of patient preference for SDM, often overestimate the amount of patient participation in decision-making, and tend to perceive a child’s condition as less serious than the parent.33–35 To our knowledge, this is the first study in which researchers examine SDM preference in parents of hospitalized children (outside the NICU and PICU). The strengths of this study include the in-depth characterization of parent and child demographics and stress-associated characteristics, such as language, financial hardship, severity of illness, and uncertainty in illness. Validated tools were used to assess SDM preference and uncertainty in illness.
The assessment of SDM preference was modeled after Degner’s Control Preferences Scale (Fig 1), a validated tool used to examine the degree of control one prefers when making medical decisions.24 Although appropriate to examine personal preferences, this type of assessment tool is limited by a lack of dimensionality to truly represent one’s beliefs on a 5-point scale. Uncertainty varies across the course of a hospitalization, and not all parents were surveyed at the same time during the course of their children’s hospitalization. Therefore, responses could be affected by previous interaction with the health care team and the parent’s level of uncertainty captured at the time of the survey. Survey responses were parent-reported, including the acute versus chronic nature of the child’s illness. Although this allows us the insight of parental perception, there is likely a range of parental comfort, experience, and complexity of disease. Although the measure of chronic disease was not validated by International Classification of Diseases, Ninth Revision review, parents reporting chronic illness in their children had a median of 6 previous hospitalizations (interquartile range 3–7) compared with acute parents, who had a median of 1 (interquartile range 1–2; P < .001, Mann–Whitney U test). As a large, tertiary-care, county hospital with a significant population of chronically ill children, our ability to gather data from this population allowed us to highlight an important difference in their decision-making preferences. Although the finding was significant, the number of parents of chronically ill children who preferred a passive role in SDM was relatively low (n = 12), further emphasizing the need for more studies in this population.
It is unclear whether uncertainty in illness surrounding a child’s hospitalization, diagnosis, and prognosis is solely perceived by the parent or is also felt by the doctor. The influence of the doctor’s uncertainty on the parent’s uncertainty and the interaction with SDM preference is 1 area for further study. It is possible that parents who prefer passive SDM tend to perceive more uncertainty, or vice versa. Potential future studies should include doctor and parent disparities in perception of illness severity and uncertainty as well as parental expectations for SDM. There is likely variation in expectations for hospitalization among parents of chronically ill children, which are often not addressed with the parent until several days after admission, if ever.36,37 A longitudinal study examining how uncertainty and SDM preference vary over the course of the hospitalization may clarify whether addressing uncertainty impacts SDM preference over time.
Conclusions
Our study found that most parents of hospitalized children prefer an active or collaborative role in SDM with their children’s doctors. However, when uncertainty surrounding a child’s hospitalization is high, parents of chronically ill children prefer a passive role in SDM. These findings support the prediction that parents of hospitalized children wish to take a more active role in SDM than is likely being ascribed to them. Uncertainty may alter a parent’s desire to make autonomous decisions for his or her child, although further longitudinal studies are needed.
Acknowledgments
We gratefully acknowledge Daniel Hale, MD, Carrie Jo Braden, PhD, Bill Sans, and Laura A. Shay, PhD, of the University of Texas Health Science Center at San Antonio for their mentorship and support throughout this study. Study data were collected and managed by using REDCap electronic data capture tools hosted at University of Texas Health Science Center at San Antonio.23 REDCap is a secure, Web-based application designed to support data capture for research studies, providing the following: (1) an intuitive interface for validated data entry, (2) audit trails for tracking data manipulation and export procedures, (3) automated export procedures for seamless data downloads to common statistical packages, and (4) procedures for importing data from external sources.
Footnotes
FINANCIAL DISCLOSURE: The authors have indicated they have no financial relationships relevant to this article to disclose.
FUNDING: Dr Foster was supported by grant KL2 TL001118 from the NIH/NCATS. The sponsor had no role in the study design, collection, analysis, or interpretation of data; nor in the writing of the report or the decision to submit the article for publication. Funded by the National Institutes of Health (NIH).
POTENTIAL CONFLICT OF INTEREST: The authors have indicated they have no potential conflicts of interest to disclose.
References
- Copyright © 2017 by the American Academy of Pediatrics